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Fee Billing Reviews: A Compliance Check Every Investment Adviser Should Be Performing
Advisory fee billing is one of the most important areas for investment advisers to review periodically. It is also an area where errors can occur even when the firm has strong intentions, experienced personnel, and established systems. Many firms rely on custodians, portfolio management systems, billing software, spreadsheets, or internal operations personnel to calculate advisory fees. These tools can be helpful, but they do not eliminate the adviser’s responsibility to ensu

Coulter Strategic Services
Jun 194 min read
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