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Evaluating and Integrating Regulatory Technology in an Advisory Firm Compliance Program
Regulatory technology (“RegTech”) continues to evolve, and many advisory firms are reassessing how technology can support oversight, documentation, and risk management to help control compliance-related costs without requiring a proportional increase in internal staffing or manual effort. For some firms, manual processes remain workable. For others, increasing regulatory expectations, staffing constraints, and operational complexity are prompting a closer look at whether tech

Coulter Strategic Services
Jan 610 min read
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