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Avoid Fee Errors and Regulatory Deficiencies

Writer's picture: Coulter Strategic ServicesCoulter Strategic Services


Explore our free on-demand training session with Lacey Shrum and
Lisa Marsden designed to provide invaluable insights into the complex realm of advisory fee billing and regulatory concerns. Gain essential knowledge on avoiding fee errors and learn from real-world regulatory deficiencies. This session delves deep into the intricacies of fee calculations, empowering you to proactively identify common compliance deficiencies among registered investment advisers and equip yourself with the necessary tools to mitigate them effectively. Don't miss out on this opportunity to enhance your compliance proficiency effortlessly.  
            Watch this the on-demand training session anytime. 
#complianceeducation #regulation #wealthmanagement #feebilling

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Disclaimer: The information provided is for educational purposes and shall not be construed as specific advice. The information does not reflect the views of any regulatory body, State or Federal Agency, or Association. All efforts have been made to report true and accurate information. However, the information could become materially inaccurate without warning. Not all information from third-party sources can be thoroughly vetted.  Coulter Strategic Services does NOT provide a legal opinion or legal recommendations.

©2023 by Coulter Strategic Services.

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