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Embark on a comprehensive journey into Form CRS with this exclusive training session, carefully tailored for both newcomers and seasoned professionals in regulatory compliance. Guided by a professional with decades of experience in financial regulatory compliance. The session not only navigates the intricacies of crafting a compliant Form CRS but also delves into regulatory findings from firms facing enforcement actions due to non-compliance. Learn from real-world examples, understanding the repercussions of deviating from instructions. Gain practical insights on writing an effective Form CRS and, learn how to  test its accuracy. The session also provides guidelines on the required conversation starters, offering invaluable tips on addressing them, along with script suggestions for responding confidently when clients or regulators pose those questions. Elevate your compliance proficiency by acquiring the knowledge and tools necessary to navigate the regulatory landscape successfully. This session is tailored for those new to Form CRS as well as seasoned professionals seeking to enhance their skills and avoid potential pitfalls.

FORM CRS -Client Relationship Summary (ADV 3)

$75.00 Regular Price
$50.00Sale Price
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